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A Circadian Signal of Change of Season in Patients With Seasonal Affective Disorder
Thomas A. Wehr, MD;
Wallace C. Duncan, Jr, PhD;
Leo Sher, MD;
Daniel Aeschbach, PhD;
Paul J. Schwartz, MD;
Erick H. Turner, MD;
Teodor T. Postolache, MD;
Norman E. Rosenthal, MD
Arch Gen Psychiatry. 2001;58:1108-1114.
ABSTRACT
Background In animals, the circadian pacemaker regulates seasonal changes in behavior
by transmitting a signal of day length to other sites in the organism. The
signal is expressed reciprocally in the duration of nocturnal melatonin secretion,
which is longer in winter than in summer. We investigated whether such a signal
could mediate the effects of change of season on patients with seasonal affective
disorder.
Methods The duration of melatonin secretion in constant dim light was measured
in winter and in summer in 55 patients and 55 matched healthy volunteers.
Levels of melatonin were measured in plasma samples that were obtained every
30 minutes for 24 hours in each season.
Results Patients and volunteers responded differently to change of season. In
patients, the duration of the nocturnal period of active melatonin secretion
was longer in winter than in summer (9.0 ± 1.3 vs 8.4 ± 1.3
hours; P = .001) but in healthy volunteers there was
no change (9.0 ± 1.6 vs 8.9 ± 1.2 hours;
P = .5).
Conclusions The results show that patients with seasonal affective disorder generate
a biological signal of change of season that is absent in healthy volunteers
and that is similar to the signal that mammals use to regulate seasonal changes
in their behavior. While not proving causality, this finding is consistent
with the hypothesis that neural circuits that mediate the effects of seasonal
changes in day length on mammalian behavior mediate effects of season and
light treatment on seasonal affective disorder.
INTRODUCTION
SEASONAL AFFECTIVE disorder (SAD), characterized by recurrent episodes
of winter depression, is a common problem and a significant source of distress
for those living in temperate and boreal regions.1, 2
Symptoms of SAD, which include weight gain, increased sleep, decreased activity,
and loss of interest in sex, resemble seasonal changes that occur in other
mammals. Such changes in mammals have been shown to occur in response to seasonal
changes in sunlight.3 The same seems to be
true of SAD inasmuch as it responds to treatment with light.4, 5, 6, 7, 8
How do changes in sunlight regulate behavior? Many mammals have neural
circuits that detect changes in day length and use this information to control
the timing of seasonal behavior. A central component of these circuits is
the circadian pacemaker in the suprachiasmatic nucleus (SCN) of the hypothalamus
(Figure 1).9
Neurons in the SCN increase their firing rate abruptly near dawn and decrease
it abruptly near dusk.10 During the course
of the year, the SCN tracks the changing times of dawn and dusk via the retinohypothalamic
tract and makes parallel adjustments in the timing of transitions between
its periods of high and low neuronal firing. In this way, seasonal changes
in the length of the day are encoded as changes in the duration of the diurnal
period of increased firing of SCN neurons.
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Figure 1. Duration of nocturnal melatonin
secretion is programmed by endogenous processes that occur in cells of the
circadian pacemaker in the suprachiasmatic nucleus (SCN) of the hypothalamus.
The SCN's stimulus for melatonin secretion is transmitted along a multisynaptic
pathway that passes through the paraventricular nucleus of the hypothalamus,
the sympathetic outflow from the intermediolateral cell column of the spinal
cord, the superior cervical ganglion, and the nervi canarii to the pineal
gland. As the length of the night changes, the SCN makes proportional adjustments
in the duration of melatonin secretion so that it becomes longer in winter
and shorter in summer. The SCN receives information about the length of the
night through the retinohypothalamic tract. Many mammals use the changes in
duration of melatonin secretion to detect change of season and induce seasonal
behavior. Melatonin receptors in the posterior hypothalamus and pars tuberalis
of the pituitary mediate most of these responses.
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Through efferent projections, the SCN inhibits the firing of neurons
in the paraventricular nucleus of the hypothalamus. When not inhibited, neurons
of the paraventricular nucleus act through a multisynaptic pathway to stimulate
the secretion of melatonin by the pineal gland.9
Through these connections, the SCN's signal of day length and time of year
is expressed reciprocally in the nocturnal period of melatonin secretion,
which becomes shorter in summer and longer in winter. Sites distal to the
pineal gland that regulate seasonal behavior read and respond to the durational
melatonin signal.11, 12
To investigate the hypothesis that homologous neural circuits mediate
the effects of season on behavior in SAD, we asked whether the circadian pacemaker
in patients with SAD transmits a signal of change in day length after the
transition from winter to summer. To answer this question, we measured the
expression of the pacemaker's signal in the nocturnal period of melatonin
secretion in constant dim light (<1 lux). In constant dim light, the pacemaker
continues to switch on secretion in the evening and switch it off in the morning.
The persistence of this cycle in constant dim light reveals an important fact
about the pacemaker's signal of day length. It is not simply a passive response
to the light-dark cycle but arises from processes that take place within SCN
cells. Moreover, these processes possess an inertial property, or memory,
such that in constant dim light the pacemaker's signal of day length exhibits
aftereffects of photoperiods to which an individual was most recently exposedlonger
after exposure to long photoperiods and shorter after exposure to short photoperiods
(Figure 2A).13, 14, 15, 16, 17
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Figure 2. A, Melatonin profiles in constant
dim light of healthy men (N = 10) who had previously been exposed to long
(14-hour) artificial nights on one occasion and to short (8-hour) artificial
nights on another in a laboratory environment. The duration of active secretion
was longer after exposure to long nights than after exposure to short nights,
indicating that the circadian pacemaker in healthy men can detect and respond
to changes in night length by making proportional adjustments in the duration
of active melatonin secretion. (Data reanalyzed from another study.16) B, When healthy men (N = 22) had been living in
the lighting conditions in their usual environment, however, they failed to
exhibit such responses after the change from winter to summer. C, In contrast,
the duration of active secretion was longer in winter than in summer in men
with seasonal affective disorder (SAD) (N = 21) who had been living in the
lighting conditions in their usual environment. Levels in the left and right
halves of each melatonin profile were averaged with reference to times of
onset and offset active secretion, respectively. To facilitate comparisons
of duration of secretion, the onset of secretion in each profile is positioned
over the x-axis at 0 hours, while the offset is positioned at its average
time of occurrence relative to onset. Where differences between conditions
were statistically significant, arrows indicate offsets of active secretion.
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With the foregoing in mind, we predicted that the circadian pacemaker's
signal of night length, as expressed in the duration of melatonin secretion
in constant dim light, would be longer in winter than in summer in patients
with SAD. One might predict that the same would be true in healthy volunteers
but that they differ from patients in lacking a systemic response to this
signal. Alternatively, one might predict that there would be no seasonal change
and that this difference would account for the stability of their behavior
across the seasons. Since previous work has shown that healthy volunteers
exhibit no difference in the duration of melatonin secretion between winter
and summer, we predicted that this would be the case in our study too.18, 19, 20, 21, 22, 23
SUBJECTS AND METHODS
SUBJECTS
Subjects were recruited through local media and were screened with the
Structured Clinical Interview of the DSM III-R and DSM-IV by a trained psychiatric social worker and psychiatric
nurse.24, 25 Patients met the criteria
of Rosenthal et al5 for SAD and DSM III-R and DSM-IV criteria for major depressive
episode with a seasonal pattern for the current episode, and they were free
of other Axis I disorders. Healthy volunteers matched with patients by age
and sex showed no evidence in their Structured Clinical Interviews of current
or past Axis I psychiatric disorders and had no first-degree relatives with
histories of psychiatric illnesses.
Subjects were nonsmokers and had normal results of physical examinations
and routine laboratory tests, including thyroid hormone determinations. Individuals
with histories of significant medical illnesses were excluded. Two patients
were taking birth control pills as were their respective controls. Otherwise,
subjects were free of medications throughout the study and they refrained
from using light treatment prior to winter assessments. They were instructed
to refrain from using over-the-counter medications and alcohol and to restrict
their use of caffeine for at least 2 weeks prior to blood sampling.
Premenopausal women were studied in the follicular or luteal phase of
the menstrual cycle but each was studied in the same phase in winter and in
summer. In all cases but one, controls were studied in the same menstrual
phase as their respective matches.
Patients were scheduled for winter studies as soon as their scores on
the Hamilton Depression Rating ScaleSAD Version were greater than or
equal to 18 points.26 They were restudied in
the summer when they were euthymic. All patients discontinued light treatment
at least 1 month prior to their summer studies. Winter studies were conducted
between late December and early March. Summer studies were conducted between
late May and early August. Subjects gave written informed consent before participating
in the study, which was approved by the National Institute of Mental Health
(Bethesda, Md) institutional review board.
PROCEDURES
Subjects were outpatients except when they were admitted to the National
Institutes of Health Clinical Center (Bethesda) for assessments of their melatonin
profiles. They maintained their ordinary activity and sleep schedules and
recorded times of sleep onset and offset daily. Women recorded days of menstrual
periods and documented days of ovulation with a urine test kit.
Subjects were admitted to the research ward and an indwelling intravenous
catheter was inserted for plasma sampling. At 4 PM, they entered a dim room
(<1 lux overhead, Minolta Chroma Meter II; Minolta Camera Co Ltd, Osaka,
Japan) and were seated upright in a lounge chair, where they watched television
with a neutral density filter over the screen (<1 lux at eye level) until
bedtime. Subjects slept in darkness on schedules derived from their average
times of sleep onset and offset for the previous 3 nights. An intravenous
line, routed through a port in the door, allowed blood samples to be drawn
during the sleep period without disturbing the subjects. Samples were drawn
every 30 minutes for 24 hours.
Plasma levels of melatonin were measured in duplicate by radioimmunoassay.
The assay had a detection limit of 3 to 4 pg/mL, with intra-assay coefficients
of variation of 7.2% (n = 10), 5.6% (n = 10), 6.2% (n = 10), and 4.5% (n =
10) at means of 22, 35, 50, and 203 pg/mL, respectively, and interassay coefficients
of variation of 11.8% (n = 21), 7.6% (n = 21), 8.5% (n = 15), and 3.8% (n
= 6) at means of 22, 34, 50, and 205 pg/mL, respectively.27
STATISTICAL ANALYSIS
As an indicator of the circadian pacemaker's signal of day length, we
measured its reciprocal expression in the duration of the nocturnal period
of active melatonin secretion. Three independent raters blind to the diagnoses
of subjects and the season of sampling identified the times of onset and offset
of active secretion for each 24-hour profile of plasma levels of melatonin.
The beginning of active secretion was defined as the time midway between the
last nondetectable level and the first detectable level in the evening. The
end of active secretion was defined, as described by Lewy et al,28
as the time of the last local peak that remained within the range of high
nocturnal levels and that was immediately followed by a rapid decline toward
nondetectable levels in the morning.
It is not precisely known how sites downstream from the pineal gland
read the day-length signal that is encoded in the pattern of melatonin levels.
They might respond to changes in the duration of the period of active secretion.
However, they might respond to an interval whose termination is defined by
the rapid fall in levels of melatonin or by the disappearance of melatonin.
To explore this last possibility, we also measured the duration of the period
when melatonin can be detected in blood. To measure this interval, the blind
raters identified the time of disappearance of melatonin from plasma for each
profile. The time of disappearance was defined as the time midway between
the last detectable level and the first nondetectable level in the morning.
Subjects were included in the analysis if at least 2 of the 3 raters
agreed on the timing of each of the 3 events in both winter and summer profiles.
Winter-summer differences in duration of active melatonin secretion
and the duration of the interval when melatonin was detected in plasma were
calculated for each individual. Differences between patients and healthy volunteers
in these measures were assessed with analysis of variance. Sex and diagnosis
were used as grouping factors. For each group, post hoc t tests were used to determine whether these winter-summer differences
were significantly different from zero. Results are reported as mean ±
SD, was set at .05, and all tests of statistical significance were
2-tailed.
RESULTS
Fifty-seven patients with SAD (36 women and 21 men) and 62 healthy volunteers
(36 women and 26 men) completed the study. Data for 55 of the patients (96%)
and 55 of the volunteers (89%) met the criteria for inclusion in the analysis.
Ages in these latter 2 groups were similar (40.9 ± 10.3 vs 37.6 ±
9.8 years; t109, P = .2). Minorities constituted 9% of the patient group and 4% of the healthy
volunteer group. All patients met DSM-III-R and DSM-IV criteria for lifetime and current-episode diagnosis
of major depressive disorder with a seasonal pattern, none for lifetime diagnosis
of mania, and 22% for lifetime diagnosis of hypomania. At the time of the
winter study, the patients' depression rating scores on the Hamilton Depression
Rating ScaleSAD Version were 15.5 ± 5.0 for typical items, 11.4
± 3.5 for atypical items, and 26.9 ± 5.2 for total items.
The duration of active melatonin secretion in constant dim light responded
differently to change of season in patients and healthy volunteers (analysis
of variance, effect of diagnosis on winter-summer differences in duration,
F1,106 = 4.3; P = .04). There was no effect
of sex or interaction between sex and diagnosis. In patients with SAD, duration
of this interval was longer in winter than in summer (9.0 ± 1.3 vs
8.4 ± 1.3 hours; t54 = 3.4; P = .001) but in healthy volunteers it did not change (9.0
± 1.6 vs 8.9 ± 1.2 hours; t54 = 0.7; P = .5 (Table 1, Figure 2, and Figure 3).
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Table 1. Duration of Nocturnal Period of Active Secretion of Melatonin*
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Figure 3. A, Melatonin profiles in constant
dim light of healthy women (N = 33). B, Women with seasonal affective disorder
(SAD) (N = 34) who had previously been exposed to lighting conditions in their
usual environments in winter and in summer. The duration of active melatonin
secretion did not change in healthy women (as in healthy men), but it was
longer in winter than summer in women with SAD. Levels in the left and right
halves of each melatonin profile were averaged with reference to times of
onset and offset active secretion, respectively. To facilitate comparisons
of duration of secretion, the onset of secretion in each profile is positioned
over the x-axis at 0 hours, while the offset is positioned at its average
time of occurrence relative to onset. Where differences between conditions
were statistically significant, arrows indicate offsets of active secretion.
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For the duration of the interval in which melatonin was detectable in
plasma, there was an interaction between sex and diagnosis (F1,106
= 3.9; P = .05). Duration was longer in winter than
in summer in men with SAD (12.6 ± 1.9 vs 11.2 ± 1.7 hours; t20 = 5.3; P = .001)
but not in women with SAD (12.6 ± 1.6 vs 12.3 ± 1.5 hours; t33 = 1.4; P = .2)
(Table 2) as previously reported
for a subgroup.29 There was no statistically
significant seasonal change in this variable in healthy men (12.5 ±
1.8 vs 12.4 ± 1.7 hours, t21 =
.2; P = .9) or healthy women (12.2 ± 2.0 vs
11.7 ± 1.4 hours; t32 = 1.9, P = .07).
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Table 2. Duration of Nocturnal Period When Melatonin Is Detectable
in Plasma*
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Additional post hoc t tests were performed.
There was a trend for the duration of active melatonin secretion in summer
to be shorter in patients compared with healthy volunteers (8.4 ± 1.3
vs 8.9 ± 1.2 hours; t109 = 1.9; P = .06, t test). This difference
was statistically significant for men (8.5 ± 1.4 vs 9.3 ± 1.2
hours, t41 = 2.2; P = .04). There was no difference in this variable between the groups
in winter (Table 1).
Duration of the melatonin washout period, ie, the interval between the
end of secretion and the disappearance of melatonin from plasma, was shorter
in summer than in winter (3.1 ± 1.1 vs 2.5 ± 1.4 hours; t20 = 2.7; P = .01)
in men with SAD but did not differ between seasons in any other group (Table 3).
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Table 3. Duration of Washout Period After End of Active Melatonin Secretion*
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With regard to phase markers in the melatonin circadian rhythm, time
of onset of active secretion did not differ between patients and healthy volunteers
in winter (20:40 ± 1:29 vs 20:37 ± 1:11 hours) or between winter
and summer in patients (20:40 ± 1:29 vs 20:51 ± 1:18 hours)
or controls (20:37 ± 1:11 vs 20:39 ± 1:05 hours) (Table 1). Time of offset of active secretion was delayed in winter
compared with summer in patients (5:41 ± 1:26 vs 5:15 ± 1:29
hours; t = 2.5; P = .01)
but not in healthy volunteers (5:37 ± 1:45 vs 5:32 ± 1:23 hours).
By definition, seasonal change in the duration of active melatonin secretion
is a function of seasonal change in the times of onset and offset of secretion.
In patients, stepwise regression revealed that 67% of the variance of seasonal
change in the duration of active melatonin secretion was related to the variance
of change in the time of offset, while 33% was related to the variance of
change in the time of onset. In a separate regression analysis, almost none
of the variance of seasonal change in the duration of active melatonin secretion
was related to the variance of seasonal change in the duration of sleep (1%)
or habitual time of waking (7%).
COMMENT
The results of this study show, for the first time to our knowledge,
that patients with SAD generate a biological signal of change in season that
is similar to one that other mammals use to regulate seasonal changes in their
behavior. From studies in animals we infer that this signal originates in
the SCN of the hypothalamus and that the photic input that modifies this signal
reaches the SCN through the retinohypothalamic tract (Figure 1). The presence of such a signal in patients with SAD, while
not proving causality, is consistent with the hypothesis that these neural
circuits and the signals they produce mediate the pathogenesis of winter depression
and its response to light treatment.
While a 38-minute change in duration of the circadian pacemaker's day
length signal may seem small, a change in the photoperiod of this magnitude
is sufficient to elicit behavioral changes in other mammals. For example,
mechanisms that regulate reproductive function in hamsters can discriminate
between day lengths that differ by no more than 30 minutes and they can respond
to simulated annual cycles in which day length varies as little as 34 minutes.30, 31 Such mechanisms can also discriminate
between melatonin infusions that differ in duration by no more than 1 hour
(the smallest difference tested) in pinealectomized hamsters.32
Although laboratory experiments show that the circadian pacemaker in
healthy men is capable of transmitting a signal of change in day length when
they are transferred from artificial long days (8:00-24:00) to artificial
short days (8:00-18:00) (women have not been studied) (Figure 2A), it fails to produce this signal after the transition
from winter to summer, when healthy men and women live in their usual environments
at temperate latitudes (Figure 2B
and Figure 3A).16, 18, 19, 20, 21, 22, 23
The latter finding suggests that exposure to domestic artificial light at
night and/or shielding from sunlight in the daytime in the modern urban environment
masks the contours of the natural photoperiod so that the pacemaker can no
longer detect and respond to it.
How can patients with SAD detect and respond to seasonal changes in
day length in an urban environment in which healthy volunteers do not (Figure 2B-C and Figure 3)? One possibility is that patients are less exposed to
the photoperiod-masking influence of artificial light and/or are more exposed
to natural light than healthy volunteers. To date, research on this question
is inconclusive.33, 34 Another
possibility is that the retina or neural circuits that mediate responses to
seasonal changes in day length are less responsive to light in patients with
SAD so that they are only slightly affected by artificial light and respond
only to the higher luminance of sunlight.35
Research on this question is mixed.36
In mammals, the onset and offset of melatonin secretion seem to be regulated
by 2 different circadian processes that are separately entrained to dusk and
dawn, respectively.13, 14 Furthermore,
changes in timing of the offset of secretion that occur in response to morning
light have a greater effect on the duration of secretion than do changes in
timing of the onset of secretion that occur in response to evening light.15, 17 These observations seem consistent
with our observations. Our findings may indicate that variation in exposure
to morning light was more important than variation in exposure to evening
light in determining our patients' responses to seasonal changes in day length.
This interpretation is consistent with, and might even explain, the well-established
finding that morning light treatment of winter depression is superior to evening
light treatment.6, 7, 8, 37
So far, we have focused on the way changes in day length can cause the
SCN to modify the duration of melatonin secretion that it programs. However,
light can also acutely suppress the secretion of melatonin that the SCN programs.38 Consequently, suppression of secretion by ambient
light in the subjects' real-life environment could modify the duration of
secretion that we observed in constant dim light. Nevertheless, we think that
the findings in constant dim light are likely to be relevant to the individuals'
usual environment because (1) the retinohypothalmic tract mediates both responses
to light, (2) thresholds for both are similar in humans, and (3) the duration
of melatonin secretion in constant dim light reflects the SCN's memory of
the day length that it "perceived" in the days that preceded the dim-light
measurement period.15, 16, 17, 39
In this last regard, measuring the duration of active secretion in dim light
may be analogous to developing in a darkroom an image of lighting conditions
to which film was exposed on a previous occasion.
Lewy et al40 advocate the use of the
onset of melatonin secretion in dim light as a marker for assessing the phase
of the melatonin circadian rhythm, and they have hypothesized that winter
depression is caused by a pathogenic phase-delay in this rhythm. However,
we found no statistically significant difference in the time of onset of secretion
between patients and healthy volunteers in winter or between winter and summer
in patients. If one takes the offset or midpoint (Wehr et al, unpublished
data, 2001) of secretion as a phase-marker, then our results might be considered
to be consistent with their hypothesis.
It may seem paradoxical that there were no differences between patients
and healthy volunteers in the duration of active melatonin secretion in winter
when patients were symptomatic but that there were differences in summer,
at least in men, when patients were asymptomatic. In other mammals, however,
the absolute duration of nocturnal melatonin secretion is not usually biologically
meaningful. Rather, relative changes are important. This is demonstrated by
the fact that an animal can interpret the same duration of melatonin secretion
as an indicator of either winter or summer depending on whether the animal
was previously exposed to shorter or longer periods of secretion, respectively.41
Additional research is needed to determine how patients with SAD detect
and respond to seasonal changes in the length of the solar day in an urban
environment in which healthy volunteers do not. This work could address the
possibilities that there are differences between the groups in the lighting
conditions to which they are exposed or in the circadian pacemaker's or circadian
photoreceptor's responsiveness to light stimuli. Experiments need to be conducted
to test the hypothesis that the circadian signal of seasonal change in day
length that is present in patients with SAD plays a causal role in their illness.
For example, one could investigate whether pharmacological manipulations of
this signal induce changes in clinical state. Two such experiments were carried
out but methodological problems make their results difficult to interpret.42
Limitations of our study include lack of information about the lighting
conditions to which subjects were exposed in their usual environment and about
the effect, if any, of acute suppression of melatonin secretion by light in
the subjects' usual environment on the patterns of secretion that we observed
in constant dim light.
In conclusion, patients with SAD exhibit seasonal variation in a physiological
system that is known to regulate seasonal behavior in other mammals. This
finding suggests that neural circuits that have been shown to mediate seasonal
behavior in mammals may also mediate the pathogenesis of winter depression
in humans.
AUTHOR INFORMATION
Accepted for publication June 26, 2001.
Presented at the annual meeting of the Society for Light Treatment and
Biological Rhythms, Evanston, Ill, May 8, 2000.
From the Section on Biological Rhythms, Mood and Anxiety Disorders
Program, Intramural Research Program, National Institute of Mental Health,
Bethesda, Md (Drs Wehr, Duncan, Aeschbach, Turner, Postolache, and Rosenthal);
Psychiatric Institute, Columbia University, New York, NY (Dr Sher); and the
Veterans Administration Medical Center, Cincinnati, Ohio (Dr Schwartz). Dr
Turner is currently affiliated with the Mood Disorders Program, Portland VA
Medical Center, Portland, Ore.
Corresponding author and reprints: Thomas A. Wehr, MD, National Institute
of Mental Health, 10/3S231, 10 Center Dr MSC1390, Bethesda, MD 20892-1390.
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